Archives

Eric Gagnon

April 26, 2022 | by Jonathan Abratt | Not Assigned

Eric Gagnon is an Assistant Director on Chartwell’s Licensing team and has over twenty years of regulatory and financial services experience covering money service business (“MSB”), securities, bank, and trust. Before joining Chartwell, Eric worked for the Vermont Department of Financial Regulation (DFR). During that time with the DFR, Eric worked in several different capacities Read more

Andrea LaMothe, CAMS

April 4, 2022 | by Jonathan Abratt | Not Assigned

Andrea LaMothe is an Assistant Director in Chartwell’s state licensing team with over 15 years of regulatory compliance oversight and financial institution experience. Andrea joins Chartwell from the Michigan Department of Insurance and Financial Services where she worked as a Financial Institution Manager.  She assisted in the development of several examination programs including money transmission, Read more

Karen Tingley

March 7, 2022 | by Jonathan Abratt | Not Assigned

Karen Tingley is an Assistant Director in Chartwell’s State licensing team and has over 30 years of regulatory experience in the areas of money services business (“MSB”), credit unions and information technology. Prior to joining Chartwell, Karen worked as a Financial Institution Manager for the Michigan Department of Insurance and Financial Services where she developed Read more

Anne Walton, CAMS

November 29, 2021 | by Jonathan Abratt | Not Assigned

Anne Walton is a Director on the Global Outsourced Compliance team at Chartwell Compliance. She assists clients with their day-to-day compliance operations and provides advisory services drawn from over 15 years of experience in anti-money laundering, risk management, and investigations. Prior to joining Chartwell, Anne was a senior director in the Financial Crimes Risk Management practice at Read more

Russell Morin, CAMS

October 5, 2021 | by Jonathan Abratt | Not Assigned

Russ is a Director in the fintech compliance team and is a subject matter expert in anti-money laundering, sanctions, broker/dealer and payments compliance.  Russ has six years of experience regulating fintech and other types of payment companies with the Colorado Division of Banking.  In addition, Russ worked in the securities compliance field for over 20 Read more